ICR Documents

Supporting Statement A Document Date Uploaded SUPPORTING STATEMENT 18A-4 (proposed final).docx 05/09/2013 Supporting Statement B Document Date Uploaded Supplementary Documents Title Document Document Type Date Uploaded Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers CapMarSec Prop Rls.pdf Supplementary Document 05/01/2013 Sections 763-764 Dodd Frank Act DFA Sec. 763-764.pdf Supplementary Document 05/01/2013 Public Comments Author Name Comment Document Author Affiliation Sponsoring Org. Type Category Date of Comment Date Comment Received