ICR Documents

Supporting Statement A Document Date Uploaded Rule_17a-3_Supporting_Statement_Version_D_(2)[1].pdf 09/12/2013 Supporting Statement B Document Date Uploaded Supplementary Documents Title Document Document Type Date Uploaded Public Comments Author Name Comment Document Author Affiliation Sponsoring Org. Type Category Date of Comment Date Comment Received Scillia, Michael s70807-102.pdf Director, Chair of Regulatory Committee, ASG Securities, Inc. National Investment Banking Association Email Simple 07/12/2012 07/12/2012