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Agenda
Reg Review
ICR
ICR Documents
Supporting Statement A
Document
Date Uploaded
2014 Rule 17g-7 Supporting Statement v2.pdf
05/19/2014
Supporting Statement B
Document
Date Uploaded
Supplementary Documents
Title
Document
Document Type
Date Uploaded
Public Comments
Author Name
Comment Document
Author Affiliation
Sponsoring Org.
Type
Category
Date of Comment
Date Comment Received
Curry, Daniel
2014-04-15-143336.pdf
Chief Executive Officer
DBRS
Email
Simple
04/15/2014
04/15/2014
Liang, Angela
17g-7 KBRA Cost Benefit Report 4 17 2014.pdf
Designated Compliance Officer
Kroll Bond Rating Agency, Inc.
Email
Simple
04/17/2014
04/17/2014
Kanef, Michael
MIS Response to SEC Consultation on Rule 17g-7 Reporting Burden - File No. 270-600 - OMB Control No. 3235-0656.pdf
Chief Regulatory and Compliance Officer
Moody’s Investors Service
Email
Simple
04/28/2014
04/28/2014
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.
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