ICR Documents

Supporting Statement A Document Date Uploaded Rule 19h-1 Supporting Statement - Final 10-22-15.pdf 01/28/2016 Supporting Statement B Document Date Uploaded Supplementary Documents Title Document Document Type Date Uploaded SEC SORN 18 secsorn18.pdf Supplementary Document 01/28/2016 FINRA Form U4 FINRA Form U4.pdf Supplementary Document 02/01/2016 Public Comments Author Name Comment Document Author Affiliation Sponsoring Org. Type Category Date of Comment Date Comment Received