ICR Documents

Supporting Statement A Document Date Uploaded Supporting Statement 1545-0096 rev 8-19.doc 08/20/2015 Supporting Statement B Document Date Uploaded Supplementary Documents Title Document Document Type Date Uploaded OMB Expiration Explanation OMB Expiration.docx Supplementary Document 08/20/2015 Summary of Comments Summary of Comments to 2012 NPRM.docx Supplementary Document 08/20/2015 REG-157714-06 REG–157714–06.pdf Supplementary Document 08/21/2015 REG-120282-10 REG–120282–10 2nd NPRM.pdf Supplementary Document 08/21/2015 Public Comments Author Name Comment Document Author Affiliation Sponsoring Org. Type Category Date of Comment Date Comment Received Downey, David OC LLC (David Downey-Outline).docx Chief Executive Officer One Chicago, LLC Letter Simple 04/05/2012 04/06/2012 Taylor, Andrea Taxpayer (Andrea Taylor).docx Investment Industry Association of Canada Letter Simple 02/20/2014 02/25/2014 Peabody, Payson SIFMA (Payson Peabody -5-7-14).docx SIFMA Letter Simple 05/07/2015 05/09/2015 Tilly, Edward CBOE (Edward Tilly).docx CBOE Letter Simple 01/20/2014 02/18/2015 Paul, William CB (William Paul).docx Covington and Burling, LLP Letter Simple 03/05/2014 03/06/2014 Schnabel, David NYSBA (David Schnabel).docx New York State Bar Association Letter Simple 05/20/2015 05/21/2015 Brown, James OCC (James Brown-2cd comment).docx OCC Letter Simple 07/15/2015 07/17/2015 Gidman, John AII (John Gidman).docx Association of Institutional Investors Letter Simple 03/05/2014 03/07/2014 Provost, Thomas ISPA (Thomas Prevost 5-16-14).docx ISDA Email Simple 05/16/2014 05/16/2014 Gidman, John AII - Follow-up letter re 871m FINAL.docx Association of Institutional Investors Letter Simple 08/26/2014 08/28/2014 Kaswell, Stuart MFA (Stuart Kaswell).docx Executive Vice President, Managing Director, General Counsel Managed Funds Association Letter Simple 03/05/2014 03/06/2014 Rameli, Randolph ABA (Randolph Ramelli).docx ABA Letter Simple 05/15/2012 05/18/2012 Hirschmann, David USCC (David Hirschmann).docx President and CEO U.S. Chamber of Commerce Letter Simple 02/27/2014 02/28/2014 Peabody, Payson SIFMA (Payson Peabody).docx SIFMA Letter Simple 04/05/2012 04/06/2012 Aaron, Debra Morgan Stanley (Debra Aaron).docx Managing Director Morgan Stanley Letter Simple 05/09/2012 05/11/2012 Needham, Andrew NYSBA (Andrew Needham).docx New York State Bar Association Letter Simple 04/25/2012 04/27/2012 Brown, James OCC (James Brown).docx OCC Letter Simple 05/02/2012 05/03/2012 Fritz, Enrico SSPA (Enrico Friz).docx Head Legal & Regulations (SVSP) Swiss Structured Products Association Letter Simple 04/06/2012 04/09/2012 Paul, William CB LLP (William Paul).docx Covington & Burling, LLP Letter Simple 04/06/2012 04/09/2012 Brodsky, William CBOE (William Brodsky).docx Chicago Boards Option Exchange Letter Simple 04/06/2012 04/06/2012 Provost, Thomas ISDA (Thomas Prevost).pdf ISDA Letter Simple 04/06/2012 04/13/2012