ICR Documents

Document Date Uploaded
CAT NMS Plan Order Supporting Statement (December 1).pdf 12/02/2016

Document Date Uploaded

Title Document Document Type Date Uploaded
CAT Notice 8 2016 CAT NMS Plan Notice Supporting Statement - 8-8-16.docx Supplementary Document 11/22/2016

Author Name Comment Document Author Affiliation Sponsoring Org. Type Category Date of Comment Date Comment Received
Anonymous
Data Boiler Letter.pdf
Data Boiler Technologies Letter Simple 07/15/2016 07/15/2016
Bryant, Marc
Fidelity Investments Letter.pdf
Deputy General Counsel Fidelity Investments Letter Simple 07/18/2016 07/18/2016
Stone, Gary
Bloomberg Letter.pdf
Chief Strategy Officer for Trading Solutions and Global Regulatory Policy Group Bloomberg LP Letter Simple 07/18/2016 07/18/2016
Foster, Richard
Financial Services Roundtable Letter.pdf
Senior Vice President and Senior Counsel for Regulatory and Legal Affairs Financial Services Roundtable Letter Simple 07/15/2016 07/15/2016
Anonymous
Response Letter I.pdf
The Plan Participants Letter Simple 09/02/2016 09/02/2016
Von Kaenel, Mary Lou
Financial Information Forum Letter.pdf
Managing Director Financial Information Forum Letter Simple 07/18/2016 07/18/2016
Bellaire, David
Financial Services Institute Letter.pdf
Executive Vice President & General Counsel The Financial Services Institute Letter Simple 07/18/2016 07/18/2016
Lazo, Theodore
SIFMA Letter.pdf
Managing Director and Associate General Counsel The Securities Industry and Financial Markets Association Letter Simple 07/18/2016 07/18/2016
Kimmel, Manisha
Thomson Reuters Letter.pdf
Chief Regulatory Officer, Wealth Management Thomson Reuters Letter Simple 07/18/2016 07/18/2016
Anonymous
Response Letter II.pdf
The Plan Participants Letter Simple 09/23/2016 09/23/2016
Anonymous
Response Letter III.pdf
The Plan Participants Letter Simple 10/07/2016 10/07/2016