ICR Documents

Supporting Statement A Document Date Uploaded CAT NMS Plan Order Supporting Statement (December 1).pdf 12/02/2016 Supporting Statement B Document Date Uploaded Supplementary Documents Title Document Document Type Date Uploaded CAT Notice 8 2016 CAT NMS Plan Notice Supporting Statement - 8-8-16.docx Supplementary Document 11/22/2016 Public Comments Author Name Comment Document Author Affiliation Sponsoring Org. Type Category Date of Comment Date Comment Received Anonymous Data Boiler Letter.pdf Data Boiler Technologies Letter Simple 07/15/2016 07/15/2016 Bryant, Marc Fidelity Investments Letter.pdf Deputy General Counsel Fidelity Investments Letter Simple 07/18/2016 07/18/2016 Stone, Gary Bloomberg Letter.pdf Chief Strategy Officer for Trading Solutions and Global Regulatory Policy Group Bloomberg LP Letter Simple 07/18/2016 07/18/2016 Foster, Richard Financial Services Roundtable Letter.pdf Senior Vice President and Senior Counsel for Regulatory and Legal Affairs Financial Services Roundtable Letter Simple 07/15/2016 07/15/2016 Anonymous Response Letter I.pdf The Plan Participants Letter Simple 09/02/2016 09/02/2016 Von Kaenel, Mary Lou Financial Information Forum Letter.pdf Managing Director Financial Information Forum Letter Simple 07/18/2016 07/18/2016 Bellaire, David Financial Services Institute Letter.pdf Executive Vice President & General Counsel The Financial Services Institute Letter Simple 07/18/2016 07/18/2016 Lazo, Theodore SIFMA Letter.pdf Managing Director and Associate General Counsel The Securities Industry and Financial Markets Association Letter Simple 07/18/2016 07/18/2016 Kimmel, Manisha Thomson Reuters Letter.pdf Chief Regulatory Officer, Wealth Management Thomson Reuters Letter Simple 07/18/2016 07/18/2016 Anonymous Response Letter II.pdf The Plan Participants Letter Simple 09/23/2016 09/23/2016 Anonymous Response Letter III.pdf The Plan Participants Letter Simple 10/07/2016 10/07/2016