ICR Documents

Supporting Statement A Document Date Uploaded REVISED Rule 204-5 Supporting Statement 7-15-19.pdf 01/30/2020 Supporting Statement B Document Date Uploaded Supplementary Documents Title Document Document Type Date Uploaded Public Comments Author Name Comment Document Author Affiliation Sponsoring Org. Type Category Date of Comment Date Comment Received Bentsen, Jr, Kenneth SIFMA comment letter.pdf President and CEO SIFMA Letter Simple 08/07/2018 08/07/2018 Miller, Seth Cambridge Comment Letter.pdf Senior Vice President, Chief Risk Officer Cambridge Letter Simple 08/07/2018 08/07/2018 Bryan Oroschakoff, Michelle LPL Financial Comment Letter.pdf Chief Legal Officer LPL Financial Letter Simple 08/07/2018 08/07/2018 Pisarri, Mari-Anne Pickard Comment Letter.pdf Pickard Djinis and Pisarri LLP Letter Simple 08/14/2018 08/14/2018