View Information Collection (IC)
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ICR
View Information Collection (IC)
View Information Collection (IC)
IC Title:
Ombudsman Matter Management System (OMMS)
Agency IC Tracking Number:
Is this a Common Form?
No
IC Status:
Modified
Obligation to Respond:
Voluntary
CFR Citation:
15 CFR 78d(g)(8) (To search for a specific CFR, visit the
Code of Federal Regulations.
)
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Form
OMMS Form
OMMS Form
2016.03.17 OMMS Form OIAD Data Fields (dft.02).docx
Yes
Yes
Fillable Fileable Signable
Form and Instruction
OMMS
OMMS Submisssion Form
OMMS Draft Form(2).pdf
Yes
Yes
Fillable Fileable Signable
Form
3235-0748
OMMS Form
OMMSForm.pdf
https://omms.sec.gov/
Yes
Yes
Fillable Fileable
Federal Enterprise Architecture Business Reference Module
Line of Business:
Economic Development
Subfunction:
Financial Sector Oversight
Privacy Act System of Records
Title:
(SEC 31) Correspondence Response System
FR Citation:
85 FR 85440
Number of Respondents:
1,500
Number of Respondents for Small Entity:
0
Affected Public:
Individuals or Households
Percentage of Respondents Reporting Electronically:
100 %
Approved
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
1,500
0
0
700
0
800
Annual IC Time Burden (Hours)
750
0
0
350
0
400
Annual IC Cost Burden (Dollars)
0
0
0
0
0
0
Documents for IC
Title
Document
Date Uploaded
SEC 31 System of Records Notice
sec-31_sec_correspondence_response_systems.pdf
03/23/2023
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.
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