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Requirements for SEFs Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation
 
No New
 
Mandatory
 
17 CFR 37.1203 17 CFR 37.1204 17 CFR 37.1206 17 CFR 37.1207 17 CFR 37.4 17 CFR 37.1202 17 CFR 38.5 17 CFR 38.856

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

23 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Requested Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 495 0 495 0 0 0
Annual IC Time Burden (Hours) 4,658 0 4,658 0 0 0
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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