View Information Collection (IC)
View Information Collection (IC)

View Information Collection (IC)

Form ADV 270-39
 
No Modified
 
Mandatory
 
17 CFR 275.203-1 17 CFR 279.1 17 CFR 279.204-4 17 CFR 275.204-1

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction SEC 1707 http://www.sec.gov/about/forms/formadv.pdf Yes Yes Fillable Fileable
Form and Instruction SEC 1707 http://www.sec.gov/about/forms/formadv.pdf Yes Yes Fillable Fileable
Form and Instruction SEC 1707 http://www.sec.gov/about/forms/formadv.pdf Yes Yes Fillable Fileable
Form and Instruction SEC 1707 http://www.sec.gov/about/forms/formadv.pdf Yes Yes Fillable Fileable
Form and Instruction SEC 1707 http://www.sec.gov/about/forms/formadv.pdf Yes Yes Fillable Fileable

Economic Development Financial Sector Oversight

SEC 50-Investment Adviser Records  66 FR 7820

16,569 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Requested Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 16,569 0 1,297 0 0 15,272
Annual IC Time Burden (Hours) 436,962 0 73,880 0 0 363,082
Annual IC Cost Burden (Dollars) 18,424,417 0 4,740,917 0 0 13,683,500

Title Document Date Uploaded
SORN-50 04/09/2019
            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.
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