View Information Collection (IC)

View Information Collection (IC)

View Information Collection (IC)

IC Title:	Rule 15g-4; Disclosure of compensation to brokers or dealers	Agency IC Tracking Number:	270-347

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15g-4

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 170	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to New Statute	Program Change Due to Agency Discretion	Change Due to Adjustment in Agency Estimate	Change Due to Potential Violation of the PRA	Previously Approved
Annual Number of Responses for this IC	888,250	0	0	-41,800	0	930,050
Annual IC Time Burden (Hours)	14,804	0	0	-697	0	15,501
Annual IC Cost Burden (Dollars)	0	0	0	0	0	0

Documents for IC

Title	Document	Date Uploaded
EDGAR PIA		10/09/2018

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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