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Employee Retirement Income Security Act Prohibited Transaction Exemption 1986-128 For Securities Transactions Involving Employee Benefit Plans and Broker-Dealers
 
No Modified
 
Required to Obtain or Retain Benefits
 

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Other-Prohibited Transaction Exemption Yes No Printable Only
Other-Prohibited Transaction Exemption Amendment No   Printable Only

Income Security General Retirement and Disability

 

2,179 439
   
Private Sector Not-for-profit institutions, Businesses or other for-profits
 
   94 %

  Requested Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 33,570 0 0 -242,175 0 275,745
Annual IC Time Burden (Hours) 2,929 0 0 736 0 2,193
Annual IC Cost Burden (Dollars) 37,034 0 0 -259,074 0 296,108

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            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.
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