View Information Collection (IC)

View Information Collection (IC)

IC Title:	Rule 0-2 under the Investment Company Act of 1940, General Requirements of Papers and Applications	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 270.0-2

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: Applications for Registration or Exemption under the Investment Company Act of 1940	FR Citation: 41 FR 5318

Number of Respondents: 184	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to New Statute	Program Change Due to Agency Discretion	Change Due to Adjustment in Agency Estimate	Change Due to Potential Violation of the PRA	Previously Approved
Annual Number of Responses for this IC	184	0	0	74	0	110
Annual IC Time Burden (Hours)	5,340	0	0	2,140	0	3,200
Annual IC Cost Burden (Dollars)	14,090,000	0	0	5,640,000	0	8,450,000

Documents for IC

Title	Document	Date Uploaded
EDGAR PIA REDACTED	EDGAR PIA_Redacted.pdf	08/23/2016
SEC SORN	secsorn2.pdf	08/23/2016

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.