View Information Collection Request (ICR) Package

Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.

View ICR - OIRA Conclusion

OMB Control No: 3235-0226	ICR Reference No: 200012-3235-002
Status: Historical Inactive	Previous ICR Reference No: 199904-3235-014
Agency/Subagency: SEC	Agency Tracking No:
Title: Rule 10f-3 (17 CFR 270.10f-3) under the Investment Company Act of 1940. Exemption for the acquisition of securities during the existence of an underwriting or selling syndicate
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Comment filed on proposed rule and continue	Conclusion Date: 03/09/2001
	Date Received in OIRA: 12/07/2000
Terms of Clearance: In accordance with 5 CFR 1320, the agency shall re-submit the inf ormation collection and provide a summary of all comments related to the information collection to OMB prior to publication of the final rule.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	06/30/2002	03/31/2004	06/30/2002
Responses	300	0	300
Time Burden (Hours)	565	0	0
Cost Burden (Dollars)	0	0	0

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