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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.


View ICR - OIRA Conclusion



3235-0291 200108-3235-011
Historical Inactive 199808-3235-005
SEC
Rules 17Ad-6, 17 CFR 240, 17Ad-7, 17 CFR 240.17Ad-7: Record- keeping Requirements for Registered Transfer Agents
Extension without change of a currently approved collection   No
Regular
Withdrawn and continue 10/29/2001
08/29/2001
In accordance with 5 CFR 1320, this information collection has been withdrawn. Upon resubmission, the agency should address the existing terms of clearance. The existing terms of clearance require the agency to review the recordkeeping requirement and include any nonhour costs associated with the requirement, including, for example, the additional rent necessary to accomodate the additional storage.
  Inventory as of this Action Requested Previously Approved
11/30/2001 10/31/2004 04/30/2002
1,248 0 1,248
599,040 0 0
0 0 0