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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.


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3235-0497 200405-3235-013
Historical Active 200310-3235-031
SEC
Rule 15c3-4; Internal Risk Management Control Systems.
No material or nonsubstantive change to a currently approved collection   No
Regular
Approved without change 05/17/2004
05/17/2004
  Inventory as of this Action Requested Previously Approved
01/31/2007 01/31/2007 01/31/2007
18 0 18
1,200 0 4,200
1,901,000 0 1,901,000