View Information Collection Request (ICR) Package

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View ICR - OIRA Conclusion

OMB Control No: 3235-0371	ICR Reference No: 200807-3235-005
Status: Historical Inactive	Previous ICR Reference No: 200707-3235-009
Agency/Subagency: SEC	Agency Tracking No: 270-329
Title: Rule 15a-6; Exemption of Certain Foreign Brokers or Dealers
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Preapproved	Conclusion Date: 08/30/2008
	Date Received in OIRA: 07/09/2008
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	08/31/2011	36 Months From Approved	11/30/2010
Responses	11,070	0	2,000
Time Burden (Hours)	26,789	0	6,000
Cost Burden (Dollars)	0	0	600,000

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	11,070	2,000	9,070
Annual Time Burden (Hours)	26,789	6,000	20,789
Annual Cost Burden (Dollars)	0	600,000	-600,000

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The Commission has proposed amendments to Rule 15a-6 which, if adopted, would require different collections of information.

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