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View ICR - OIRA Conclusion

OMB Control No: 3235-0133	ICR Reference No: 200807-3235-009
Status: Historical Active	Previous ICR Reference No: 200509-3235-001
Agency/Subagency: SEC	Agency Tracking No: TM-270-148
Title: Rule 17a-19 (17 CFR 240.17a-19) and Form X-17A-19. Report by National Securities Exchanges and Registered National Securities Associations of Changes in Membership Status of Any of Their Members
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 11/03/2008
	Date Received in OIRA: 09/22/2008
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2011	36 Months From Approved	12/31/2008
Responses	600	0	1,800
Time Burden (Hours)	150	0	450
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	600	1,800	-1,200
Annual Time Burden (Hours)	150	450	-300
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: We previously estimated that there were approximately 1,800 filings per year. This number has decreased, for the most part because there are fewer registered broker-dealers now than there were three years ago.

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