View Information Collection Request (ICR) Package
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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
3150-0195
ICR Reference No:
200809-3150-003
Status:
Historical Active
Previous ICR Reference No:
200509-3150-004
Agency/Subagency:
NRC
Agency Tracking No:
Title:
Voluntary Reporting of Performance Indicators
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved with change
Conclusion Date:
12/23/2008
Retrieve Notice of Action (NOA)
Date Received in OIRA:
10/07/2008
Terms of Clearance:
Agency adjusted estimates for justifications 13&14 and added language to justification 15 that adds transparency to burden change.
Inventory as of this Action
Requested
Previously Approved
Expiration Date
12/31/2011
36 Months From Approved
12/31/2008
Responses
416
0
449
Time Burden (Hours)
84,500
0
84,520
Cost Burden (Dollars)
124
0
0
Abstract:
As part of a joint industry-NRC initiative, the NRC receives information submitted voluntarily by power reactor licensees regarding selected performance attributes known as performance indicators (PIs). PIs are objective measures of the performance of licensee systems or programs. The NRCs reactor oversight process uses PI information, along with the results of inspections, as the basis for NRC conclusions regarding plant performance and necessary regulatory response. Licensees transmit PIs electronically to reduce burden on themselves and the NRC.
Authorizing Statute(s):
PL:
Pub.L. 83 - 703 1-311
Name of Law: Atomic Energy Act
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
73 FR 36933
06/30/2008
30-day Notice:
Federal Register Citation:
Citation Date:
73 FR 55543
09/25/2008
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
1
IC Title
Form No.
Form Name
Voluntary Reporting of Performance Indicators
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
416
449
0
-33
0
0
Annual Time Burden (Hours)
84,500
84,520
0
-20
0
0
Annual Cost Burden (Dollars)
124
0
0
124
0
0
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
Yes
Burden Reduction Due to:
Miscellaneous Actions
Short Statement:
The burden has decreased from 84,520 hours/449 responses to 84,500 hours/416 responses a decrease of 20 hours and 33 responses. The previous burden of 84,520 was based on 104 licensees responding quarterly at 200 hours per response (83,200 hours), plus 33 recordkeepers at 40 hours per recordkeeper (1,320 hours), for a total of 84,520 hours. The current burden of 84,500 hours is based on 104 licensees responding quarterly at 200 hours per response (83,200 hours) and 26 recordkeepers at 50 hours per recordkeeper (1,300 hours), for a total of 84,500 hours. A number of improvements to the PIs were recently recommended by a joint NRC/industry working group. These improvements added and deleted some reporting requirements. There were four changes that impacted the burden: 1. The working group determined that the NRC needed to consider the cumulative significance of system failures (unreliability) as well as the unavailability of five important safety systems to more accurately determine overall plant performance. Licensees already report unavailability information for four of the five safety systems. The group developed specific technical guidance for reporting both unreliability and unavailability for these five safety systems. Licensees now report unavailability information for the new system (cooling water support), as well as unreliability information for the following systems: high-pressure injection, heat removal, residual heat removal, emergency AC power, and cooling water support. As a result of these new reporting requirements, the burden increased from 40 to 50 hours per recordkeeper. This burden estimate was updated using input from NEI as of April 1, 2008. 2. The working group recommended, and the Commission agreed, that two security PIs be discontinued due to their marginal usefulness, given changes in the security inspection program and the limited insights gained beyond information already required to be reported to the NRC. 3. The working group also recommended that one PI, the Unplanned Scrams with Loss of Normal Heat Removal, be modified and renamed, Unplanned Scrams with Complications. The modified PI reduces industry burden, uses broader performance measures, and uses more current performance, 1-year rolling time-frame instead of 3 years. 4. Industry burden was further reduced by consolidation within the industry resulting in fewer (33 to 26) recordkeepers.
Annual Cost to Federal Government:
$0
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
Uncollected
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
Uncollected
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
Uncollected
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Fajr Majeed 301 415-3046 Fajr.Majeed@nrc.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
10/07/2008
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