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View ICR - OIRA Conclusion

OMB Control No: 3235-0084	ICR Reference No: 200812-3235-016
Status: Historical Active	Previous ICR Reference No: 200703-3235-009
Agency/Subagency: SEC	Agency Tracking No: MR-270-95
Title: Rule 17Ac2-1, 17 CFR 240.17Ac2-1 (Transfer Agent Registration)
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 04/13/2009
	Date Received in OIRA: 02/19/2009
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	04/30/2012	36 Months From Approved	06/30/2009
Responses	100	0	519
Time Burden (Hours)	150	0	2,076
Cost Burden (Dollars)	5,000	0	103,800

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	100	519	-419
Annual Time Burden (Hours)	150	2,076	-1,926
Annual Cost Burden (Dollars)	5,000	103,800	-98,800

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The Commission amended Rule 17Ac2-1 and Form TA-1 in 2007 to require electronic filing. As a result of these amendments, all transfer agents were required to make a one-time refiling, which temporarily raised the reporting burden imposed by the rule. As this one-time burden has passed, the current burden requested reflects only the ongoing annual burden on respondents (new/amending TA-1 filers).

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