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View ICR - OIRA Conclusion

OMB Control No: 3235-0647	ICR Reference No: 200904-3235-016
Status: Historical Active	Previous ICR Reference No: 200810-3235-005
Agency/Subagency: SEC	Agency Tracking No: 270-586
Title: Temporary Rule 204T
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 04/24/2009
	Date Received in OIRA: 04/24/2009
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	04/30/2009	6 Months From Approved
Responses	13,264,252	0	0
Time Burden (Hours)	2,122,280	0	0
Cost Burden (Dollars)	0	0	0

Authorizing Statute(s): US Code: 15 USC 78k-1, 78o, 78o-3, 78q, 78q-1 Name of Law: Sections 11A, 15, 15A, 17, 17A of the Securities Exchange Act of 1934
   US Code: 15 USC 78s and 78w(a) Name of Law: Sections 19 and 23(a) of the Securities Exchange Act of 1934
   US Code: 15 USC 78b, 78c(b), 78f, 78i(h), 78j Name of Law: Sections 2, 3(b), 6, 9(h), 10 of the Securities Exchange Act of 1934

Citations for New Statutory Requirements: US Code: 15 USC 78b, 78c(b), 78f, 78i(h), 78j Name of Law: Sections 2, 3(b), 6, 9(h), 10 of the Securities Exchange Act of 1934
US Code: 15 USC 78k-1, 78o, 78o-3, 78q, 78q-1 Name of Law: Sections 11A, 15, 15A, 17, 17A of the Securities Exchange Act of 1934
US Code: 15 USC 78s and 78w(a) Name of Law: Sections 19 and 23(a) of the Securities Exchange Act of 1934

ICR Summary of Burden

	Total Approved	Change Due to Agency Discretion
Annual Number of Responses	13,264,252	13,264,252
Annual Time Burden (Hours)	2,122,280	2,122,280
Annual Cost Burden (Dollars)	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: Temporary Rule 204T is intended to substantially restrict the practice of naked short selling in all equity securities by strengthening the delivery requirements for such securities. The information collected will assist the Commission and self-regulatory organizations in monitoring whether or not participants of a registered clearing agency, and the broker-dealers from which they receive trades for clearance and settlement, are complying with the close-out and borrowing requirements of the temporary rule.

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