View Information Collection Request (ICR) Package
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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
1513-0078
ICR Reference No:
200905-1513-001
Status:
Historical Inactive
Previous ICR Reference No:
200812-1513-008
Agency/Subagency:
TREAS/TTB
Agency Tracking No:
Title:
Application for a Permit as a Mfr of Tob. Products or Processed Tob. or as an Expt Warehouse Proprietor; Application for an Amended Permit as a Mfr of TPs or Proc. Tob. or an Export Warehouse, et. al.
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Emergency
Approval Requested By:
05/29/2009
OIRA Conclusion Action:
Preapproved
Conclusion Date:
05/29/2009
Retrieve Notice of Action (NOA)
Date Received in OIRA:
05/26/2009
Terms of Clearance:
Pre-approval contingent upon no substantive changes to this collection after adoption of the final rule. Otherwise this collection should be re-submitted to OMB for review.
Inventory as of this Action
Requested
Previously Approved
Expiration Date
11/30/2009
6 Months From Approved
01/31/2012
Responses
1,518
0
630
Time Burden (Hours)
2,277
0
1,130
Cost Burden (Dollars)
149,390
0
62,000
Abstract:
These forms are used by the tobacco industry members to obtain and amend permits necessary to engage in business as a manufacturer of tobacco products or processed tobacco, or as an export warehouse proprietor.
Emergency Justfication:
On February 4, 2009, President Obama signed into law the Childrens Health Insurance Program Reauthorization Act of 2009, Pub. L. 111-3, 123 Stat. 8 (the Act). Section 702 of the Act included amendments to the Internal Revenue Code of 1986 (IRC) to extend permit, inventory, reporting, and recordkeeping requirements to include processed tobacco, even though such processed tobacco is not subject to excise tax under the IRC. We are requesting an emergency approval of 1513-0078 to adhere to the change in the law. Forms are being amended or created to reflect the new requirements related to permits, inventory, reporting, and recordkeeping associated with processed tobacco. TTB plans to issue regulation amendments to implement the changes as soon as possible. Corresponding changes will be made throughout the Alcohol and Tobacco Tax and Trade Bureau website as appropriate. Thank you for your assistance.
Authorizing Statute(s):
PL:
Pub.L. 111 - 3 702
Name of Law: Childrens Health Insurance Program Reauthorization Act of 2009
Citations for New Statutory Requirements:
PL: Pub.L. 111 - 3 702 Name of Law: Childrens Health Insurance Program Reauthorization Act of 2009
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
1513-AB72
Final or interim final rulemaking
Federal Register Notices & Comments
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
8
IC Title
Form No.
Form Name
Application for Permit under 26 U.S.C. Chapter 52, Importer of Tobacco Products or Processed Tobacco
TTB F 5230.4
Application for a Permit as a Manufacture of Tobacco Products or Processed Tobacco or as an Export Warehouse Proprietor
TTB F 5200.3
Application for a Permit as a Manufacture of Tobacco Products or Processed Tobacco or as an Export Warehouse Proprietor
TTB F 5200.3
Application for a Permit under 26 U.S.C. Chapter 52, Importer of Tobacco Products or Processed Tobacco
TTB F 5230.4
Application for an Amended Permit as a Manufacture of Tobacco Products or Processed Tobacco or as an Export Warehouse Proprietor
TTB F 5200.16
Application for an Amended Permit as a Manufacture of Tobacco Products or Processed Tobacco or as an Export Warehouse Proprietor
TTB F 5200.16
Application for an Amended Permit under 26 U.S.C. 5712, Importer of Tobacco Products or Processed Tobacco
TTB F 5230.5
Application for an Amended Permit under 26 U.S.C. 5712, Importer of Tobacco Products or Processed Tobacco
TTB F 5230.5
ICR Summary of Burden
Total Request
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
1,518
630
888
0
0
0
Annual Time Burden (Hours)
2,277
1,130
1,147
0
0
0
Annual Cost Burden (Dollars)
149,390
62,000
87,390
0
0
0
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
The program changes are due to the implementation of the Act. There is an increase in the number of respondents, with the addition of the Processed Tobacco Manufacturers.
Annual Cost to Federal Government:
$835,175
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
Uncollected
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
Uncollected
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Mary Wood 202 927-8185 mary.a.wood@ttb.treas.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
05/26/2009
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