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View ICR - OIRA Conclusion

OMB Control No: 3235-0145	ICR Reference No: 200909-3235-003
Status: Historical Inactive	Previous ICR Reference No: 200810-3235-001
Agency/Subagency: SEC	Agency Tracking No: CF-270-137
Title: Regulation 13D and Regulation 13G; Schedule 13D and Schedule 13G
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Preapproved	Conclusion Date: 11/10/2009
	Date Received in OIRA: 09/03/2009
Terms of Clearance: Pre-approval contingent upon no substantive changes to this collection after adoption of the final rule. Otherwise this collection should be re-submitted to OMB for review.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2012	36 Months From Approved	11/30/2011
Responses	12,656	0	12,500
Time Burden (Hours)	36,061	0	35,577
Cost Burden (Dollars)	43,274,520	0	42,694,200

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	12,656	12,500	156
Annual Time Burden (Hours)	36,061	35,577	484
Annual Cost Burden (Dollars)	43,274,520	42,694,200	580,320

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The proposals in Release No. 33-9046 would allow shareholders to more fully exercise their rights to nominate directors. The increase in the number of Schedule 13G filings is based on the Commissions expectation that some shareholders will aggregate their holdings for purposes of meeting the eligibility thresholds in proposed Rule 14a-11. The Commission anticipates that some groups of shareholders will exceed the 5% threshold and, therefore, be required to file a Schedule 13G. The proposal will result in an increase of 484 burden hours and an increase in the cost burden of $580,320 for services of outside professionals.

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