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View ICR - OIRA Conclusion

OMB Control No: 3235-0226	ICR Reference No: 200910-3235-004
Status: Historical Active	Previous ICR Reference No: 200712-3235-010
Agency/Subagency: SEC	Agency Tracking No: IM-270-237
Title: Rule 10f-3 (17 CFR 270.10f-3) under the Investment Company Act of 1940, Exemption for the Acquisition of Securities During the Existence of an Underwriting or Selling Syndicate
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 11/25/2009
	Date Received in OIRA: 10/14/2009
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2012	36 Months From Approved	06/30/2011
Responses	4,400	0	4,400
Time Burden (Hours)	6,452	0	6,217
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	4,400	4,400	0
Annual Time Burden (Hours)	6,452	6,217	235
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated annual burden hours increased by 235 hours from 6217 hours to 6452 hours. The increase in hours reflects the additional burden for fund boards to review and approve revised procedures desiged to ensure compliance with the amendments to Rule 10f-3.

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