View Information Collection Request (ICR) Package

OMB Control No: 0651-0058	ICR Reference No: 201001-0651-001
Status: Historical Active	Previous ICR Reference No: 200904-0651-003
Agency/Subagency: DOC/PTO	Agency Tracking No:
Title: Patent Prosecution Highway (PPH) Program
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 01/25/2010
Retrieve Notice of Action (NOA)	Date Received in OIRA: 01/15/2010
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	01/31/2012	01/31/2012	01/31/2012
Responses	1,950	0	1,650
Time Burden (Hours)	3,825	0	3,225
Cost Burden (Dollars)	253,660	0	214,630

Abstract: The Patent Prosecution Highway (PPH) pilot program was originally established between the United States Patent and Trademark Office (USPTO) and the Japan Patent Office (JPO) on July 3, 2006. The PPH program allows applicants whose claims are determined to be patentable in the office of first filing to have the corresponding application that is filed in the office of second filing be advanced out of turn for examination. At the same time, the PPH program allows the office of second filing to exploit the search and examination results of the office of first filing, which increases examination efficiency and improves patent quality. PPH pilot programs have been established between the USPTO and the United Kingdom Intellectual Property Office (UKIPO), the Canadian Intellectual Property Office (CIPO), the Danish Patent and Trademark Office (DKPTO), the European Patent Office (EPO), the Korean Intellectual Property Office (KIPO), the Intellectual Property Office of Australia (IPAU), the Intellectual Property Office of Singapore (IPOS), the German Patent and Trade Mark Office (DPMA), and the National Board of Patents and Registration of Finland (NBPR). The USPTO is submitting this request to update the information collection for the PPH program. The USPTO is revising one existing form in this collection to modify the requirements to permit the submission of machine translation into the English language for certain documents. The USPTO is also proposing to update this collection to include new forms for Russian participants and an expansion to the PPH program based on the framework of the Patent Cooperation Treaty (PCT). Information collected for the PCT is approved under OMB control number 0651-0021.

Authorizing Statute(s): US Code: 35 USC 119

Citations for New Statutory Requirements: None

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	73 FR 35661	06/24/2008
30-day Notice:	Federal Register Citation:	Citation Date:
	73 FR 70625	11/21/2008
Did the Agency receive public comments on this ICR? No

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	1,950	1,650	300
Annual Time Burden (Hours)	3,825	3,225	600
Annual Cost Burden (Dollars)	253,660	214,630	39,030

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The changes in burden for this collection are due to program changes from the addition of new forms into the collection for new participants in the PPH and PCT-PPH pilot programs. The changes in annual cost burden are due to program changes from the addition of the fees associated with the new forms and recordkeeping costs associated with submitting the forms online.

Annual Cost to Federal Government: $98,831

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

Agency Contact: Magdalen Greenlief 703 305-8813 mgreenlief@uspto.gov

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