View Information Collection Request (ICR) Package

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View ICR - OIRA Conclusion

OMB Control No: 3235-0017	ICR Reference No: 201005-3235-006
Status: Historical Active	Previous ICR Reference No: 200704-3235-005
Agency/Subagency: SEC	Agency Tracking No: TM-270-0017
Title: Form 1, Rules 6a-1 and 6a-2 Form of Application and Amendments
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 07/27/2010
	Date Received in OIRA: 06/09/2010
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2013	36 Months From Approved	08/31/2010
Responses	63	0	15
Time Burden (Hours)	1,641	0	1,080
Cost Burden (Dollars)	348,762	0	102,705

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	63	15	48
Annual Time Burden (Hours)	1,641	1,080	561
Annual Cost Burden (Dollars)	348,762	102,705	246,057

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated changes in burden have been adjusted to reflect the fact that, since the last time the SEC sought OMB approval for the collection of information pursuant to Rules 6a-1 and 6a-2 and Form 1, the number of registered national securities exchanges has increased from ten to thirteen. Accordingly, the number of respondents has increased from twelve to fifteen. The change in the estimated number of amendments or periodic updates is based on the total number of forms filed by respondents over the past three years. Moreover, the estimates reflect an increase in salary data that includes overhead costs.

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