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View ICR - OIRA Conclusion

OMB Control No: 3235-0242	ICR Reference No: 201008-3235-002
Status: Historical Active	Previous ICR Reference No: 200708-3235-020
Agency/Subagency: SEC	Agency Tracking No: IM-270-218
Title: Rule 206(4)-3 under the Investment Advisers Act of 1940 (17 CFR 275.206(4)-3)
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 08/03/2010
	Date Received in OIRA: 08/03/2010
Terms of Clearance: Pre-approval contingent upon no substantive changes to this collection after adoption of the final rule. Otherwise this collection should be re-submitted to OMB for review.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2012	36 Months From Approved	03/31/2011
Responses	24,948	0	23,793
Time Burden (Hours)	15,332	0	15,228
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Agency Discretion	Change Due to Adjustment in Estimate
Annual Number of Responses	24,948	23,793	0	1,155
Annual Time Burden (Hours)	15,332	15,228	-636	740
Annual Cost Burden (Dollars)	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Changing Regulations

Short Statement: Under the proposed amendments, each respondent would be prohibitied from certain solicitation activities with respect to government clients, which would eliminate the need to enter into and retain the written agreement requred under rule 206(4)-3 with respect to those clients.

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