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View ICR - OIRA Conclusion

OMB Control No: 3235-0145	ICR Reference No: 201009-3235-012
Status: Historical Active	Previous ICR Reference No: 200810-3235-001
Agency/Subagency: SEC	Agency Tracking No: CF-270-137
Title: Regulation 13D and Regulation 13G; Schedule 13D and Schedule 13G
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 12/22/2010
	Date Received in OIRA: 09/21/2010
Terms of Clearance: Updated supporting statement.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2013	36 Months From Approved	11/30/2011
Responses	12,528	0	12,500
Time Burden (Hours)	35,664	0	35,577
Cost Burden (Dollars)	42,798,360	0	42,694,200

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	12,528	12,500	28
Annual Time Burden (Hours)	35,664	35,577	87
Annual Cost Burden (Dollars)	42,798,360	42,694,200	104,160

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The rules adopted in Release No. 33-9136 will allow shareholders to more fully exercise their rights to nominate directors. The increase in the number of Schedule 13G filings is based on the Commissions expectation that some shareholders will aggregate their holdings for purposes of meeting the eligibility thresholds in Rule 14a-11. The Commission anticipates that some groups of shareholders will exceed the 5% threshold and, therefore, be required to file a Schedule 13G. The rules will result in an increase of 87 burden hours and an increase in the cost burden of $104,160 for services of outside professionals.

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