View Information Collection Request (ICR) Package
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View Supporting Statement and Other Documents
Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
1845-0041
ICR Reference No:
201010-1845-004
Status:
Historical Active
Previous ICR Reference No:
201005-1845-003
Agency/Subagency:
ED/FSA
Agency Tracking No:
4427
Title:
Student Assistance General Provisions - Subpart E -- Verification Student Aid Application Information
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
12/09/2010
Retrieve Notice of Action (NOA)
Date Received in OIRA:
10/20/2010
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
12/31/2013
36 Months From Approved
01/31/2011
Responses
33,670,369
0
3,036,371
Time Burden (Hours)
4,713,934
0
1,022,384
Cost Burden (Dollars)
0
0
0
Abstract:
The proposed regulations will revise the verification process. Updating information will be expanded to include the updating of a student's marital status during the award year, which under the current regulations is prohibited. The proposed regulations would decrease the number of items to be verified, from the current five required to an average of three data elements as selected on an individual basis. We propose to accept information that has been retrieved directly from the IRS and unchanged by the applicant. The proposed regulations eliminate the verification tolerances and require that all data changes be transmitted to the Department to insure that our systems contain correct data.
Authorizing Statute(s):
US Code:
20 USC 1001 et seq
Name of Law: Higher Education Act of 1965, as amended
Citations for New Statutory Requirements:
PL: Pub.L. 110 - 315 485(a)(6) Name of Law: Higher Education Opportunity Act of 2008
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
1840-AD02
Final or interim final rulemaking
75 FR 66831
10/29/2010
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
75 FR 34806
06/18/2010
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
4
IC Title
Form No.
Form Name
Individuals and Households - Respondents
1845-0041, 1845-0041
Verification worksheet (This is an optional form.)
,
Verification worksheet (This is an optional form.)
Institutions - respondent type
1845-0041, 1845-0041
Verification worksheet (This is an optional form.)
,
Verification Worksheet (This is an optional form.)
Subpart E Verfication: Private Sector
Subpart E Verfication: State, Local, or Tribal
Subpart E Verification Previous Burden
Subpart E Verification: Individuals
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
33,670,369
3,036,371
5,100,000
25,533,998
0
0
Annual Time Burden (Hours)
4,713,934
1,022,384
612,000
3,079,550
0
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Changing Regulations
Burden decreases because of Program Change due to Agency Discretion:
Yes
Burden Reduction Due to:
Miscellaneous Actions
Short Statement:
The increase of 612,000 burden hours is due to a statutory change in the Higher Education Opportunity Act (HEOA) (Pub. L. 110-315) (Section 485(a)(6)) made to the Higher Education Act of 1965, as amended (HEA) that authorizes the Secretary to work in cooperation with the Internal Revenue Service (IRS) in order for an individual to retrieve his or her financial information from the IRS consistent with the regulations at 34 CFR 668.57(a)(3). This information retrieval directly from the IRS, if unchanged by the applicant, will be accepted as verified information. The remaining increase of 3,079,550 burden hours is a result of programmatic changes to prevent and combat fraud, waste and abuse, and align the regulations with enhancements made to the Federal Student Aid application processing system. The changes will revise the verification process to include collecting updated information about dependency status such as a students marital status during the award year. The regulation change will also decrease the number of items to be verified from the current five required data elements to an average of three data elements as selected on an individual basis. These regulation changes also eliminate the verification tolerances and require all data changes to be transmitted to the Department to ensure that applicant data in our system is correct.
Annual Cost to Federal Government:
$0
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Dan Klock 202 377-4026
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
10/20/2010
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