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View ICR - OIRA Conclusion

OMB Control No: 3235-0466	ICR Reference No: 201102-3235-004
Status: Historical Active	Previous ICR Reference No: 200804-3235-009
Agency/Subagency: SEC	Agency Tracking No: TM-270-410
Title: Rule 103, 17 CFR 242.103 (Nasdaq Passive Market Making)
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 06/02/2011
	Date Received in OIRA: 04/15/2011
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	06/30/2014	36 Months From Approved	07/31/2011
Responses	298	0	214
Time Burden (Hours)	298	0	214
Cost Burden (Dollars)	0	0	12,038

Authorizing Statute(s): US Code: 15 USC 78o(c),78o(h),78q(a),78q(b) Name of Law: Securities Exchange Act of 1934, Sections 15(c), 15(h), 17(a), 17(b)
   US Code: 15 USC 77g, 77q(a), 77s(a) Name of Law: Securities Act of 1933, Sections 7, 17(a) and 19(a)
   US Code: 15 USC 78b, 78c, 78g(c)(2),78i(a),78j Name of Law: Securities Exchange Act of 1934, Sections 2,3,7(c)(2), 9(a), 10
   US Code: 15 USC 78k-1(c),78l,78m,78n,78o(b) Name of Law: Securities Exchange Act of 1934, Sections 11A(c),12,13,14,15(b)
   US Code: 15 USC 78q(h),78w(a),78dd-1,78mm Name of Law: Securities Exchange Act of 1934, Sections 17(h), 23(a), 30A and 36
   US Code: 15 USC 80a-23, 80a-29 and 80a-37 Name of Law: Investment Company Act of 1940, Section 23, 29 and 37

Citations for New Statutory Requirements: None

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	298	214	84
Annual Time Burden (Hours)	298	214	84
Annual Cost Burden (Dollars)	0	12,038	-12,038

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The increase in burden hours reflects a change in the agency's estimate due to an increase in the amount of firm commitment secondary offerings of Nasdaq securities in 2010 from the firm commitment secondary offerings Nasdaq securities calculation used in prior years. Note that there is no external cost related to this rule, and the prior OMB Approval of costs amounting to $12,038 actually reflected internal labor costs. In this current submission, this is being corrected.

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