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View ICR - OIRA Conclusion

OMB Control No: 3235-0122	ICR Reference No: 201106-3235-003
Status: Historical Active	Previous ICR Reference No: 200807-3235-006
Agency/Subagency: SEC	Agency Tracking No: TM-270-154
Title: Report on Income and Expense, Rule 17a-10 (17 CFR 240.17a-10).
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 09/29/2011
	Date Received in OIRA: 08/23/2011
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	09/30/2014	36 Months From Approved	10/31/2011
Responses	103	0	500
Time Burden (Hours)	1,236	0	6,000
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	103	500	-397
Annual Time Burden (Hours)	1,236	6,000	-4,764
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The annual time burden dropped from 6,000 hours to 1,236 hours due to a change in the agency estimate of the number of broker-dealers that file the facing page, income statement, and balance sheet that decreased from 500 to 103 annual responses.

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