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View ICR - OIRA Conclusion

OMB Control No: 3235-0029	ICR Reference No: 201106-3235-005
Status: Historical Active	Previous ICR Reference No: 200807-3235-008
Agency/Subagency: SEC	Agency Tracking No: TM-270-35
Title: Fingerprinting Plans of Self-Regulatory Organizations. (17 CFR 240.17f-2(c))
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 09/29/2011
	Date Received in OIRA: 08/26/2011
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	09/30/2014	36 Months From Approved	10/31/2011
Responses	306,000	0	367,956
Time Burden (Hours)	76,500	0	91,989
Cost Burden (Dollars)	9,256,500	0	11,038,680

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	306,000	367,956	-61,956
Annual Time Burden (Hours)	76,500	91,989	-15,489
Annual Cost Burden (Dollars)	9,256,500	11,038,680	-1,782,180

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The decrease in time burden since 2008 is due to a change in Agency estimates, based on the average annual decrease in the number of fingerprint cards submitted by FINRA to the FBI over the past three years. In addition, more fingerprints are being provided electronically therefore reducing the annual time burden from 91,989 hours to 76,500 hours. There is a strong trend by the securities industry to take advantage of this as doing so greatly reduces the cost of compliance annually $1,782,180.00

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