View Information Collection Request (ICR) Package

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View ICR - OIRA Conclusion

OMB Control No: 3235-0538	ICR Reference No: 201107-3235-005
Status: Historical Active	Previous ICR Reference No: 201012-3235-007
Agency/Subagency: SEC	Agency Tracking No: IM-270-481
Title: Rule 203-3 and Form ADV-H under the Investment Advisers Act of 1940
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 08/19/2011
	Date Received in OIRA: 07/19/2011
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	08/31/2014	36 Months From Approved	11/30/2013
Responses	12	0	11
Time Burden (Hours)	12	0	11
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute
Annual Number of Responses	12	11	1
Annual Time Burden (Hours)	12	11	1
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: We estimate that the burden associated with Form ADV-H will increase from 11 to 12 hours due to the Dodd-Frank Act's amendments to the Advisers Act and to the fact that exempt reporting advisers,in addition to registered advisers, will now file the form.

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