View Information Collection Request (ICR) Package

OMB Control No: 3235-0604	ICR Reference No: 201108-3235-018
Status: Historical Inactive	Previous ICR Reference No: 201005-3235-018
Agency/Subagency: SEC	Agency Tracking No: CF 270-544
Title: Exchange Act Form 10-D
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Comment filed on proposed rule and continue	Conclusion Date: 09/29/2011
	Date Received in OIRA: 08/23/2011
Terms of Clearance: OMB files this comment in accordance with 5 CFR 1320.11( c ). This OMB action is not an approval to conduct or sponsor an information collection under the Paperwork Reduction Act of1995. This action has no effect on any current approvals. If OMB has assigned this ICR a new OMB Control Number, the OMB Control Number will not appear in the active inventory. For future submissions of this information collection, reference the OMB Control Number provided. Pursuant to 5 CFR 1320.11(c), OMB files this comment on this information collection request (ICR). In accordance with 5 CFR 1320, OMB is withholding approval at this time. The agency shall examine public comment in response to the NPRM and will describe in the preamble of the final rule how the agency has maximized the practical utility of the collection and minimized the burden. The next submission to OMB must include the draft final rule.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	08/31/2013	36 Months From Approved	08/31/2013
Responses	10,000	0	10,000
Time Burden (Hours)	225,000	0	225,000
Cost Burden (Dollars)	30,000,000	0	30,000,000

Abstract: Form 10-D is used for distribution reports filed by asset-backed securities issuers pursuant to Sections 13 and 15(d) of the Exchange Act of 1934.

Authorizing Statute(s): US Code: 15 USC 77f, 77g, 77j, 77s(a) Name of Law: Securities Act of 1933
US Code: 15 USC 78m, 78w(a), 78mm Name of Law: Securities Exchange Act of 1934

Citations for New Statutory Requirements: None

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
3235-AK37	Proposed rulemaking	76 FR 47948	08/05/2011

Federal Register Notices & Comments
Did the Agency receive public comments on this ICR? No

Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Exchange Act Form 10-D	SEC 2503

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The amendments in Release No. 33-9244 re-propose certain rules related to asset-backed securities that were initially proposed in April 2010. The increased time burden of 37,500 hours and a cost burden of $5,000,000 for services of outside professionals for Form 10-D is necessary to provide ongoing disclosure of compliance with proposed registration requirements for the proposed new Form SF-3 also discussed in this rule proposal.

Annual Cost to Federal Government: $200,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

Agency Contact: Katherine Hsu 202 551-3430

View ICR - OIRA Conclusion