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View ICR - OIRA Conclusion

OMB Control No: 3235-0478	ICR Reference No: 201110-3235-007
Status: Historical Active	Previous ICR Reference No: 200812-3235-007
Agency/Subagency: SEC	Agency Tracking No: TM-270-428
Title: Exchange Act Rule 11a1-1(T) (17 CFR 240.11a1-1(T)); Transactions yielding priority, parity, and precedence
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 03/25/2012
	Date Received in OIRA: 01/03/2012
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2015	36 Months From Approved	03/31/2012
Responses	15,260	0	23,020
Time Burden (Hours)	21	0	32
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	15,260	23,020	-7,760
Annual Time Burden (Hours)	21	32	-11
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The revisions to the estimate are due to market changes over time. Specifically, the revised estimate is based on a revised estimated number of respondents. There are approximately 763 members of floor based exchanges estimated to potentially respond pursuant to the rule, which is decrease of 388 estimated respondents (763 - 1,151 = -388 respondents). It is estimated that each respondent makes 20 annual responses. This figure remains unchanged, but as a result of a decrease in the estimated number of respondents, the annual estimated number of responses decreased by 7,760 (15,260 - 23,020 = -7,760 responses). It is estimated that each response takes approximately 5 seconds to complete; this figure remains unchanged. In turn, the estimated annual compliance burden decreased by 11 hours.

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