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View ICR - OIRA Conclusion

OMB Control No: 3235-0471	ICR Reference No: 201110-3235-021
Status: Historical Active	Previous ICR Reference No: 200811-3235-012
Agency/Subagency: SEC	Agency Tracking No: TM 270-422
Title: Rule 15c1-5 (17 CFR 240.15c1-5) Disclosure of Control
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 03/21/2012
	Date Received in OIRA: 01/13/2012
Terms of Clearance: Burden changes reclassified as changes due to agency estimate.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2015	36 Months From Approved	04/30/2012
Responses	241	0	278
Time Burden (Hours)	2,410	0	2,780
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	241	278	-37
Annual Time Burden (Hours)	2,410	2,780	-370
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The estimated annual time burden of collecting information pursuant to Rule 15c1-5 has decreased slightly because of a reduction in the number of broker-dealers affected by the rule.

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