View Information Collection Request (ICR) Package

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View ICR - OIRA Conclusion

OMB Control No: 3235-0291	ICR Reference No: 201111-3235-002
Status: Historical Active	Previous ICR Reference No: 200901-3235-001
Agency/Subagency: SEC	Agency Tracking No: TM-270-151
Title: Rules 17Ad-6, 17 CFR 240.17Ad-6 and 17Ad-7, 17 CFR 240.17Ad-7: Recordkeeping Requirements for Registered Transfer Agents
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 03/27/2012
	Date Received in OIRA: 01/18/2012
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2015	36 Months From Approved	04/30/2012
Responses	473	0	600
Time Burden (Hours)	236,500	0	300,000
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	473	600	-127
Annual Time Burden (Hours)	236,500	300,000	-63,500
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The total annual time burden has been reduced from 300,000 hours to 236,500 hours to refelect the decrease in the number of transfer agents that are registered with the Commission.

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