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View ICR - OIRA Conclusion

OMB Control No: 3235-0346	ICR Reference No: 201111-3235-030
Status: Historical Active	Previous ICR Reference No: 200808-3235-009
Agency/Subagency: SEC	Agency Tracking No: IM-270-305
Title: Rule 34b-1 (17 CFR 270.34b-1) under the Investment Company Act of 1940, Sales Literature Deemed to be Misleading.
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/27/2011
	Date Received in OIRA: 11/21/2011
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2014	36 Months From Approved	03/31/2012
Responses	12,433	0	13,001
Time Burden (Hours)	29,964	0	31,332
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	12,433	13,001	-568
Annual Time Burden (Hours)	29,964	31,332	-1,368
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The Commission estimates that on average approximately 3,525 respondents file responses that include information required by rule 34b-1 each year. The Commission further estimates that this information collection imposes a burden of 2.41 hours which results in a total annual time burden of 29,964 hours, representing a decrease of 1,368 hours per year. The decrease in burden hours for complying with rule 34b-1 is attributable to a decrease in the number of estimated responses from 13,001 to 12,433 since the Commission's previous estimate. The Commission continues to estimate that there is no external cost burden associated with the rule.

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