View Information Collection Request (ICR) Package
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View Information Collection (IC) List
View Supporting Statement and Other Documents
Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
7100-0341
ICR Reference No:
201111-7100-001
Status:
Historical Active
Previous ICR Reference No:
Agency/Subagency:
FRS
Agency Tracking No:
FR Y-14A/Q
Title:
Capital Assessment and Stress Testing
Type of Information Collection:
New collection (Request for a new OMB Control Number)
Common Form ICR:
No
Type of Review Request:
Delegated
OIRA Conclusion Action:
Approved without change
Conclusion Date:
12/16/2011
Retrieve Notice of Action (NOA)
Date Received in OIRA:
12/16/2011
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
12/31/2014
36 Months From Approved
Responses
626
0
0
Time Burden (Hours)
553,629
0
0
Cost Burden (Dollars)
0
0
0
Abstract:
The FR Y-14A/Q data would be used to assess the capital adequacy of large BHCs using forward-looking projections of revenue and losses. In addition, these data would be used to help inform the Federal Reserve's operational decision making as the Board moves ahead with implementing the Capital Plan rulemaking.
Authorizing Statute(s):
US Code:
12 USC 5365
Name of Law: Dodd-Frank Act
US Code:
12 USC 1844
Name of Law: Bank Holding Company Act
Citations for New Statutory Requirements:
US Code: 12 USC 5365 Name of Law: Dodd-Frank Act
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
76 FR 55288
09/07/2011
30-day Notice:
Federal Register Citation:
Citation Date:
76 FR 73634
11/29/2011
Did the Agency receive public comments on this ICR?
Yes
Number of Information Collection (IC) in this ICR:
12
IC Title
Form No.
Form Name
Basel III & Reg Cap Instruments - Annual Schedules
FR Y-14A, FR Y-14A
Basel III Schedule - Annual
,
Regulatory Capital Schedule - Annual
Basel III - Quarterly
FR Y-14Q
Basel III Schedule - Quarterly
Counterparty Credit Risk (CCR) - Annual
FR Y-14A
CCR - Annual
Macro Scenario - Annual
FR Y-14A
Macro Scenario
Pre-Provision Net Revenue (PPNR) Risk - Quarterly
FR Y-14Q
PPNR Schedule - Quarterly
Regulatory Capital Instruments - Quarterly
FR Y-14Q
Regulatory Capital Schedule - Quarterly
Retail Risk - Quarterly
FR Y-14, FR Y-14Q, FR Y-14Q, FR Y-14Q, FR Y-14Q, FR Y-14Q, FR Y-14Q, FR Y-14Q, FR Y-14Q, FR Y-14Q, FR Y-14Q, FR Y-14Q, FR Y-14Q, FR Y-14Q, FR Y-14Q
Retail Schedule: International Auto
,
Retail Schedule: International Credit Card
,
Retail Schedule: International Home Equity
,
Retail Schedule: International Mortgage
,
Retail Schedule: International Other Consumer Loans
,
Retail Schedule: International SME and Corporate Card
,
Retail Schedule: Domestic Student Loans
,
Retail Schedule: Domestic Other Consumer
,
Retail Schedule: Domestic Small Business
,
Retail Schedule: Domestic SME and Corportae Card
,
Retail Schedule: Domestic Auto
,
Retail Schedule: Domestic Bank and Charge Card
,
Retail Schedule: Domestic Home Equity Loans
,
Retail Schedule: Domestic HELOC
,
Retail Schedule: Domestic Mortgage Loans
Securities Risk - Quarterly
FR Y-14Q
Securities Schedule - Quarterly
Summary Schedule - Annual
FR Y-14A
Summary Schedule - Annual
Trading Risk - Quarterly
FR Y-14Q
Trading Schedule - Quarterly
Wholesale Risk (CRE data) - Quarterly
FR Y-14Q
Wholesale Schedule: Commercial Real Estate
Wholesale Risk (Corporate Loans) - Quarterly
FR Y-14Q
Wholesale Schedule: Corporate Loan data
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
626
0
626
0
0
0
Annual Time Burden (Hours)
553,629
0
553,629
0
0
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
Annual Cost to Federal Government:
$1,305,141
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
Yes
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Michelle Shore 202 452-6461 michelle.e.shore@frb.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
12/16/2011
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