View Information Collection Request (ICR) Package

Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.

View ICR - OIRA Conclusion

OMB Control No: 3235-0104	ICR Reference No: 201112-3235-006
Status: Historical Active	Previous ICR Reference No: 201110-3235-008
Agency/Subagency: SEC	Agency Tracking No: CF 270-125
Title: Form 3 - Initial Statement of Beneficial Ownership of Securities
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/19/2011
	Date Received in OIRA: 12/15/2011
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2014	12/31/2014	12/31/2014
Responses	15,400	0	28,997
Time Burden (Hours)	7,700	0	14,499
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	15,400	28,997	-13,597
Annual Time Burden (Hours)	7,700	14,499	-6,799
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The staff is re-estimating the number of responses to this form to make it consistent with the EDGAR filing record. No substantive or material changes are being made to this information collection. The SEC received approximately 15,400 Form 3 filings in calendar year 2010, a decrease of 13,597 responses, resulting in a decrease of 6,799 annual burden hours.

Something went wrong when downloading this file. If you have any questions, please send an email to risc@gsa.gov.