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View ICR - OIRA Conclusion

OMB Control No: 3235-0393	ICR Reference No: 201202-3235-001
Status: Historical Active	Previous ICR Reference No: 200902-3235-007
Agency/Subagency: SEC	Agency Tracking No: TM-270-347
Title: Rule 15g-4; Disclosure of compensation to brokers or dealers
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 06/14/2012
	Date Received in OIRA: 04/16/2012
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	06/30/2015	36 Months From Approved	06/30/2012
Responses	1,092,025	0	1,620,000
Time Burden (Hours)	18,200	0	24,000
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	1,092,025	1,620,000	-527,975
Annual Time Burden (Hours)	18,200	24,000	-5,800
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The total annual time burden of compliance has decreased from 24,000 to 18,200 hours due to a decrease in the number of broker-dealers subject to the penny stock rules.

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