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View ICR - OIRA Conclusion

OMB Control No: 3235-0481	ICR Reference No: 201202-3235-009
Status: Historical Active	Previous ICR Reference No: 200902-3235-001
Agency/Subagency: SEC	Agency Tracking No: TM-270-421
Title: Rule 15c2-8, 17 CFR 240.15c2-8 Delivery of Prospectus
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 07/13/2012
	Date Received in OIRA: 04/30/2012
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2015	36 Months From Approved	07/31/2012
Responses	6,909	0	7,764
Time Burden (Hours)	74,010	0	78,805
Cost Burden (Dollars)	15,014,400	0	5,993,808

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	6,909	7,764	-855
Annual Time Burden (Hours)	74,010	78,805	-4,795
Annual Cost Burden (Dollars)	15,014,400	5,993,808	9,020,592

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The change in the estimated annual time burden is based on a current estimate of the number of offerings covered by Rule 15c2-8. The change in the number of broker-dealers is based on the current number of Broker-Dealers filing FOCUS Reports with the Commission. The change in the estimated annualized cost burden is due to an increase in the number of IPOs in 2010 (123) versus 2008 (29).

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