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View ICR - OIRA Conclusion

OMB Control No: 3235-0394	ICR Reference No: 201202-3235-010
Status: Historical Active	Previous ICR Reference No: 200902-3235-008
Agency/Subagency: SEC	Agency Tracking No: TM-270-348
Title: Rule 15g-5; Disclosure of Compensation of Associated Persons in Connection with Penny Stock Transactions
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 07/18/2012
	Date Received in OIRA: 05/17/2012
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2015	36 Months From Approved	07/31/2012
Responses	1,090,980	0	1,620,000
Time Burden (Hours)	18,183	0	24,000
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	1,090,980	1,620,000	-529,020
Annual Time Burden (Hours)	18,183	24,000	-5,817
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: We previously estimated that 240 broker-dealers were subject to the penny stock rules. We now estimate that there are approximately 209 penny stock dealers subject to the penny stock rules. The decrease in penny stock broker-dealers has decreased the annual time burden 5,817 hours.

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