View Information Collection Request (ICR) Package
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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
0960-0644
ICR Reference No:
201204-0960-004
Status:
Historical Active
Previous ICR Reference No:
200907-0960-009
Agency/Subagency:
SSA
Agency Tracking No:
Title:
The Ticket to Work and Self-Sufficiency Program, 20 CFR 411
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Emergency
Approval Requested By:
05/17/2012
OIRA Conclusion Action:
Approved with change
Conclusion Date:
05/18/2012
Retrieve Notice of Action (NOA)
Date Received in OIRA:
04/18/2012
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
11/30/2012
6 Months From Approved
04/30/2013
Responses
333,793
0
206,926
Time Burden (Hours)
73,673
0
63,502
Cost Burden (Dollars)
0
0
0
Abstract:
Through its Ticket to Work Program Manager, SSA uses the information collected to operate and manage the Ticket to Work Program. SSA uses the Ticket to Work Program to assign Social Security Disability Insurance (SSDI) or Supplemental Security Income (SSI) beneficiaries to a service provider, and follows their progress through the various stages of ticket program participation such as progress reviews or changes in ticket status. Most of the collections in this request require service providers to provide information to SSA for such tasks as selecting a payment system or requesting payments for helping the beneficiary achieve certain work goals. Most of the categories of information collected in this request are required for SSA to be in compliance with the Ticket to Work legislation and provide proper oversight of the program. The respondents are SSDI beneficiaries and blind or disabled SSI beneficiaries and their employment networks or State vocational rehabilitation agencies under the Ticket to Work Program.
Emergency Justfication:
ENs are anticipating the administrative efficiencies this Portal represents and may have adjusted their own resources expecting it to be available by May 1, 2012. In addition, to implement the contract reduction, we have already let some contracting staff go with the expectation that we will pilot and fully implement before we make the final contract reductions. We are requesting emergency OMB approval of the Portal to meet EN expectations and to allow sufficient time to use and ensure that the new processes work as expected before making final 2012 contract reductions. If the Portal is not available for use until late summer, it will result in reduced FY 2012 productively since it will continue to take ENs longer to submit requests and it will take us longer to process them. The inability to process ticket assignments timely would delay services to the beneficiaries. The inability to process payment requests would delay payments to ENs and State VRs for the services they provided beneficiaries. In addition, if the Portal is not available for use until shortly before the remaining contract reductions are made, and there are problems with transitioning to it, there will not be manpower to process ticket assignments, payment requests, and other incoming documents, or to fulfill the requests for reports. This would bottleneck or possibly suspend some daily operations. To ensure the Portal is available for EN use by May 1, 2012, we are asking for OMB approval of this Emergency Clearance by April 16, 2012.
Authorizing Statute(s):
US Code:
42 USC 405
Name of Law: Social Security Act
US Code:
42 USC 1320b19
Name of Law: Social Security Act
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
30-day Notice:
Federal Register Citation:
Citation Date:
77 FR 22831
04/17/2012
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
25
IC Title
Form No.
Form Name
a) 20 CFR 411.140(d)(2) - Ticket Assignability - IVR Automated Telephone
a) 20 CFR 411.140(d)(2) - Ticket Assignability - Portal
a) 20 CFR 411.140(d)(2) - Ticket Assignability - Regular Telephone
a) 20 CFR 411.140(d)(3); 411.150(b)(3); 411.325(a) - SSA-1365 Portal Screens
a) 20 CFR 411.140(d)(3); 411.150(b)(3); 411.325(a) - SSA-1370
SSA-1370
Ticket to Work Individual Work Plan
a) 20 CFR 411.140(d)(3); 411.150(b)(3); 411.325(a) - SSA-1370 Portal Screens
a) 20 CFR 411.166; 411.170(b) - Elecronic Data Sharing
a) 411.140(d)(3); 411.325(a); 411.150(b)(3) - SSA-1365
SSA-1365
State Agency Ticket Assignment Form Ticket to Work and Self-Sufficiency Program
b) 20 CFR 411.145 & 411.325 - Requesting Ticket Unassignments
b) 20 CFR 411.145; 411.325 - Unassignments Portal Screens
b) 20 CFR 411.535(a)(1)(iii) - VR Case Closures
c) 20 CFR 411.192(b)&(c) - Request to Place Ticket in Inactive Status
c) 20 CFR 411.200(b) - SSA-1375; SSA-L1373; SSA-L1374
SSA-1375
Ticket to Work Progress Review Form
c) 20 CFR 411.200(b) - SSA-L1377 Portal Screens
c) 20 CFR 411.200(b) - SSA-L1377 Request for Certification of Work
SSA-L1377
Timely Progress Requirements to Pass Each 12-month Timely Progress Review
c) 20 CFR 411.210(b) -Ticket-Use Status after Not Making Timely Progress
d) 20 CFR 411.365, 411.505, 411.515 - Selecting a Payment System
e) 20 CFR 411.325(d), 411.415 - Reporting Referral Agreement
f) 20 CFR 411.560 - SSA-1401, Split Payment Situations
SSA-1401
Employment Network Split Payment Request Form
f) 20 CFR 411.575 - Automatic Payments (SSA-1391 et al)
f) 20 CFR 411.575 - Portal Screens (SSA-1391 et al)
f) 20 CFR 411.575 - SSA-1391; SSA-1389; SSA-1393; SSA-1399; SSA-1396; SSA-1398
SSA-1393, SSA-1391, SSA-1389, SSA-1399, SSA-1396, SSA-1398
Employment Network Payment Request Form
,
EN Services Certification Statement (For Use with Phase 1 Milestone 4 Request)
,
Employment Network Supplemental Earnings Statement
,
Auto Pay Request Form
,
Earnings Inquiry Request Form
,
Self-Employment Income (SEI) Form Beneficiary Quarterly Report Self-Employment
f) 20 CFR 411.575; SSA-1392 - EN Payment Status Report Request
SSA-1392
Employment Network Payment Status Report Request Form
g) 20 CFR 411.325(f) - Periodic Outcomes Reporting
h) 20 CFR 411.435, 411.615, 411.625 - Dispute Resolutions
i) 20 CFR 411.320 - SSA-1394, EN Contract Changes
SSA-1394
Employment Network Contract Change Form
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
333,793
206,926
0
97,034
29,833
0
Annual Time Burden (Hours)
73,673
63,502
0
2,780
7,391
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Miscellaneous Actions
Burden decreases because of Program Change due to Agency Discretion:
Yes
Burden Reduction Due to:
Using Information Technology
Short Statement:
We decreased the burden estimates for the paper SSA-1365 as we no longer require the use of this form for all cases. We decreased the annual reporting burden for the Request to reenter Ticket-Use Status (section c) based on more accurate data over the past year. Previously, we used a high estimate based on an educated guess, with the current data, we feel more confident in our new numbers. We reduced the response time for Selecting a Payment System (section d) as current data shows a more accurate time estimate. In addition, we increased the response time for the SSA-1389 to account for the new Part 2 we added (see Addendum for more detail). We also decreased the response time for Periodic Outcomes Reporting (section g) as we now accept this reporting electronically and we request less information since we capture some information as a by-product of operational activity. Finally, we are adding the new Secure Provider Portal which will decrease the time burden for some of the collections listed above (see Addendum for more details). We estimate approximately half of all respondents will use the Portal rather than the paper forms. All other increases and decreases to our burden estimates are based on current actual response data. We base our estimates on the average two-year actual responses (from the previous two years) for each instrument divided by two.
Annual Cost to Federal Government:
$7,000,000
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Faye Lipsky 410 965-8783 faye.lipsky@ssa.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
04/18/2012
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