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View ICR - OIRA Conclusion

OMB Control No: 3235-0243	ICR Reference No: 201204-3235-022
Status: Historical Active	Previous ICR Reference No: 200907-3235-003
Agency/Subagency: SEC	Agency Tracking No: IM-270-216
Title: Rule 206(3)-2 under the Investment Advisers Act of 1940 -- Agency Cross Transactions for Advisory Clients
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 08/13/2012
	Date Received in OIRA: 06/04/2012
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	08/31/2015	36 Months From Approved	10/31/2012
Responses	17,600	0	20,192
Time Burden (Hours)	8,800	0	10,096
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	17,600	20,192	-2,592
Annual Time Burden (Hours)	8,800	10,096	-1,296
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: Neither the number of responses per investment adviser nor the number of hours per response changed since the last estimate. However, the number of respondents has decreased from approximately 631 investment advisers to approximately 550 investment advisers. Accordingly, the total burden hours for all respondents has decreased from 10,096 hours to 8,800 hours. The decreased burden reflects the decrease in the estimated number of investment advisers relying on the rule since the last extension request.

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