View Information Collection Request (ICR) Package
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Brief and OIRA conclusion
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IC List
Burden
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Common Form Info.
Certification
View Information Collection (IC) List
View Supporting Statement and Other Documents
Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
0938-1156
ICR Reference No:
201205-0938-010
Status:
Historical Active
Previous ICR Reference No:
201107-0938-009
Agency/Subagency:
HHS/CMS
Agency Tracking No:
Title:
Establishment of Qualified Health Plans and American Health Benefit Exchanges
Type of Information Collection:
New collection (Request for a new OMB Control Number)
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved with change
Conclusion Date:
03/25/2013
Retrieve Notice of Action (NOA)
Date Received in OIRA:
05/30/2012
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
03/31/2016
36 Months From Approved
Responses
21,879
0
0
Time Burden (Hours)
1,232,237
0
0
Cost Burden (Dollars)
0
0
0
Abstract:
The Patient Protection and Affordable Care Act, Public Law 111-148, enacted on March 23, 2010, and the Health Care and Education Reconciliation Act, Public Law 111-152, enacted on March 30, 2010 (collectively, "Affordable Care Act"), expand access to health insurance for individuals and employees of small businesses through the establishment of new Affordable Insurance Exchanges (Exchanges), including the Small Business Health Options Program (SHOP). The Exchanges, which will become operational by January 1, 2014, will enhance competition in the health insurance market, expand access to affordable health insurance for millions of Americans, and provide consumers with a place to easily compare and shop for health insurance coverage. The reporting requirements and data collection in the Exchange rule address Federal requirements that States must meet with respect to the establishment and operation of an Exchange; minimum requirements that health insurance issuers must meet with respect to participation in a State based or Federally-facilitated Exchange; and requirements that employers must meet with respect to participation in the SHOP and compliance with other provisions of the Affordable Care Act. The submission seeks OMB approval of the regulatory PRA requirements associated with 45 CFR parts 155, 156, and 157.
Authorizing Statute(s):
PL:
Pub.L. 111 - 148 1311
Name of Law: Affordable Care Act
PL:
Pub.L. 111 - 148 1321
Name of Law: Affordable Care Act
PL:
Pub.L. 111 - 148 1401
Name of Law: Affordable Care Act
PL:
Pub.L. 111 - 148 1402
Name of Law: Affordable Care Act
PL:
Pub.L. 111 - 148 1411
Name of Law: Affordable Care Act
PL:
Pub.L. 111 - 148 1412
Name of Law: Affordable Care Act
PL:
Pub.L. 111 - 148 1413
Name of Law: Affordable Care Act
PL:
Pub.L. 111 - 148 6005
Name of Law: Affordable Care Act
Citations for New Statutory Requirements:
PL: Pub.L. 111 - 148 1311 Name of Law: Afforable Care Act
PL: Pub.L. 111 - 148 1321 Name of Law: Affordable Care Act
PL: Pub.L. 111 - 148 1401 Name of Law: Affordable Care Act
PL: Pub.L. 111 - 148 1402 Name of Law: Affordable Care Act
PL: Pub.L. 111 - 148 1411 Name of Law: Affordable Care Act
PL: Pub.L. 111 - 148 1412 Name of Law: Affordable Care Act
PL: Pub.L. 111 - 148 1413 Name of Law: Affordable Care Act
PL: Pub.L. 111 - 148 6005 Name of Law: Affordable Care Act
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
0938-AQ67
Final or interim final rulemaking
77 FR 18310
03/27/2012
Federal Register Notices & Comments
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
2
IC Title
Form No.
Form Name
Exchange Function: Certification of Qualified Health Plans
Exchange Functions in the Individual Market: Enrollment in Qualified Health Plans
Exchange Functions: Small Business Health Options Program (SHOP)
Exchanges
General Functions of an Exchange (Website)
Issuers
Qualified Health Plan Minimum Certification Standards
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
21,879
0
21,930
-51
0
0
Annual Time Burden (Hours)
1,232,237
0
1,248,557
-16,320
0
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
This is a new information collection request.
Annual Cost to Federal Government:
$671,232
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
Yes
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
William Parham 4107864669
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
05/30/2012
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