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View ICR - OIRA Conclusion

OMB Control No: 3235-0647	ICR Reference No: 201206-3235-003
Status: Historical Active	Previous ICR Reference No: 200909-3235-010
Agency/Subagency: SEC	Agency Tracking No: TM-270-586
Title: Rule 204
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 10/01/2012
	Date Received in OIRA: 08/24/2012
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	10/31/2015	36 Months From Approved	11/30/2012
Responses	11,557,638	0	11,569,341
Time Burden (Hours)	1,849,222	0	1,851,093
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	11,557,638	11,569,341	-11,703
Annual Time Burden (Hours)	1,849,222	1,851,093	-1,871
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The decrease in the total aggregate time burden of 1,871 hours is due to a decrease in the number of registered broker-dealers and the number of participants of NSCC from the prior time period combined with a slight increase in the number of securities affected. The discrepancy of two hours between the supporting statement and ROCIS summary of burden (1,849,224 vs 1,849,222) is due to the rounding calculation of the ROCIS application.

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