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View ICR - OIRA Conclusion

OMB Control No: 3235-0242	ICR Reference No: 201208-3235-007
Status: Historical Active	Previous ICR Reference No: 201008-3235-005
Agency/Subagency: SEC	Agency Tracking No: IM-270-218
Title: Rule 206(4)-3 under the Investment Advisers Act of 1940 (17 CFR 275.206(4)-3)
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 11/06/2012
	Date Received in OIRA: 10/02/2012
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2015	36 Months From Approved	11/30/2012
Responses	45,749	0	25,531
Time Burden (Hours)	29,279	0	15,848
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	45,749	25,531	20,218
Annual Time Burden (Hours)	29,279	15,848	13,431
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The increases of 20,218 responses and 13,431 annual hours are due to an increase in the number of entities subject to the rule.

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