View Information Collection Request (ICR) Package

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View ICR - OIRA Conclusion

OMB Control No: 3235-0624	ICR Reference No: 201209-3235-004
Status: Historical Active	Previous ICR Reference No: 200912-3235-014
Agency/Subagency: SEC	Agency Tracking No: TM-270-562
Title: Regulation R-Rule Rule 701. Exemption from the definition of "broker" for certain institutional referrals.
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 01/29/2013
	Date Received in OIRA: 11/30/2012
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	01/31/2016	36 Months From Approved	04/30/2013
Responses	2,000	0	2,000
Time Burden (Hours)	500	0	500
Cost Burden (Dollars)	0	0	0

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