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View ICR - OIRA Conclusion

OMB Control No: 3235-0169	ICR Reference No: 201210-3235-003
Status: Historical Active	Previous ICR Reference No: 200910-3235-002
Agency/Subagency: SEC	Agency Tracking No: IM-270-172
Title: Form N-5, registration statement of small business investment companies under the Securities Act of 1933 and the Investment Company Act of 1940.
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 11/26/2012
	Date Received in OIRA: 10/12/2012
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2015	36 Months From Approved	02/28/2013
Responses	1	0	1
Time Burden (Hours)	117	0	352
Cost Burden (Dollars)	10,000	0	26,000

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	1	1	0
Annual Time Burden (Hours)	117	352	-235
Annual Cost Burden (Dollars)	10,000	26,000	-16,000

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated annual time burden and cost burden has decreased to reflect the reduced number of Form N-5 filings the Commission has received. Previously, we estimated that the Commission received one Form N-5 filing per year, but we now estimate that we receive one Form N-5 filing every three years. As a result, the average cost and hour burden for the filing has been amortized over a three-year period, resulting in reduced hour estimates of 117 hours per year (down from 352) and cost estimates of $10,000 per year (down from $26,000).

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